Form 4 for PEGA PEGASYSTEMS INC
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-02 · accession 0001013857-23-000035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-03 | 2023-03-02+ | PEGA | TREFLER ALAN | CEO, COB, 10% | F - Tax | $46.10 | -866 | 32.27M | -0.0% | -$39.9K |
| DM | 2023-03-03 | 2023-03-02+ | PEGA | TREFLER ALAN | CEO, COB, 10% | M - OptEx | $0.00 | +2,641 | 32.27M | +0.0% | $0 |
| DM | 2023-03-03 | 2023-03-02+ | PEGA | TREFLER ALAN | CEO, COB, 10% | M - OptEx | $0.00 | -2,641 | 11.1K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-03-02 | F | D | 433 | $46.03 | 32,266,010 | D | — | — | |
| 2 | Common | Common stock | 2023-03-03 | M | A | 1,393 | $0.00 | 32,267,403 | D | — | — | (F2) Represents a 5% vesting on March 3, 2023. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 3 | Common | Common stock | 2023-03-03 | F | D | 433 | $46.18 | 32,266,970 | D | — | — | (F3) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 4 | Common | Common stock | 2023-03-02 | M | A | 1,248 | $0.00 | 32,266,443 | D | — | — | (F1) Represents a 5% vesting on March 2, 2023. The original grant was 24,976 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 5 | Derivative | Restricted Stock Units | 2023-03-02 | M | D | 1,248 | $0.00 | 14,986 | D | $0.00 · 2022-03-02 to — | 1,248 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on March 2, 2023. The original grant was 24,976 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |
| 6 | Derivative | Restricted Stock Units | 2023-03-03 | M | D | 1,393 | $0.00 | 11,145 | D | $0.00 · 2021-03-03 to — | 1,393 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on March 3, 2023. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |