Form 4 for PEGA PEGASYSTEMS INC
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001013857-23-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-03 | 2023-03-01+ | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | +2,877 | 29.5K | +11% | $0 |
| DM | 2023-03-03 | 2023-03-01+ | PEGA | Trefler Leon | Chief of Clients, Markets | F - Tax | $46.33 | -697 | 29.3K | -2% | -$32.3K |
| DM | 2023-03-03 | 2023-03-01+ | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | -2,877 | 2,306 | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-03-01 | M | A | 2,351 | $0.00 | 29,839 | D | — | — | (F1) Represents a 20% vesting on March 1, 2023. The original grant was 11,754 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 2 | Common | Common stock | 2023-03-03 | F | D | 82 | $46.18 | 29,668 | D | — | — | (F4) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 3 | Common | Common stock | 2023-03-03 | M | A | 334 | $0.00 | 29,750 | D | — | — | (F3) Represents a 5% vesting on March 3, 2023. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 4 | Common | Common stock | 2023-03-02 | F | D | 47 | $46.03 | 29,416 | D | — | — | |
| 5 | Common | Common stock | 2023-03-02 | M | A | 192 | $0.00 | 29,463 | D | — | — | (F2) Represents a 5% vesting on March 2, 2023. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 6 | Common | Common stock | 2023-03-01 | F | D | 568 | $46.38 | 29,271 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 2,351 | $0.00 | 9,403 | D | $0.00 · 2023-03-01 to — | 2,351 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 20% vesting on March 1, 2023. The original grant was 11,754 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F6) Once vested, the shares of common stock are not subject to expiration. |
| 8 | Derivative | Restricted Stock Units | 2023-03-03 | M | D | 334 | $0.00 | 2,675 | D | $0.00 · 2021-03-03 to — | 334 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F3) Represents a 5% vesting on March 3, 2023. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F6) Once vested, the shares of common stock are not subject to expiration. |
| 9 | Derivative | Restricted Stock Units | 2023-03-02 | M | D | 192 | $0.00 | 2,306 | D | $0.00 · 2022-03-02 to — | 192 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on March 2, 2023. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F6) Once vested, the shares of common stock are not subject to expiration. |