Form 4 for PEGA PEGASYSTEMS INC
Accepted 2023-03-08 00:00:00 ET · period of report 2023-03-06 · accession 0001013857-23-000045 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-08 | 2023-03-06 | PEGA | TREFLER ALAN | CEO, COB, 10% | M - OptEx | $0.00 | +1,951 | 32.27M | +0.0% | $0 |
| D | 2023-03-08 | 2023-03-06 | PEGA | TREFLER ALAN | CEO, COB, 10% | F - Tax | $47.90 | -573 | 32.27M | -0.0% | -$27.4K |
| D | 2023-03-08 | 2023-03-06 | PEGA | TREFLER ALAN | CEO, COB, 10% | M - OptEx | $0.00 | -1,951 | 7,805 | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-03-06 | M | A | 1,951 | $0.00 | 32,268,921 | D | — | — | (F1) Represents a 5% vesting on March 6, 2023. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 2 | Common | Common stock | 2023-03-06 | F | D | 573 | $47.90 | 32,268,348 | D | — | — | (F2) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 3 | Derivative | Restricted Stock Units | 2023-03-06 | M | D | 1,951 | $0.00 | 7,805 | D | $0.00 · 2020-03-06 to — | 1,951 Common stock | (F3) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F4) Once vested, the shares of common stock are not subject to expiration. |