Form 4 for PEGA PEGASYSTEMS INC
Accepted 2023-06-05 00:00:00 ET · period of report 2023-06-01 · accession 0001013857-23-000105 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-05 | 2023-06-01+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $0.00 | +156 | 963 | +19% | $0 |
| DM | 2023-06-05 | 2023-06-01+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | F - Tax | $48.19 | -39 | 937 | -4% | -$1,879 |
| DM | 2023-06-05 | 2023-06-01+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $0.00 | -156 | 1,543 | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-06-02 | M | A | 53 | $0.00 | 990 | D | — | — | (F2) Represents a 5% vesting on June 2, 2023. The original grant was 1,057 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 2 | Common | Common stock | 2023-06-02 | F | D | 13 | $47.85 | 977 | D | — | — | (F3) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 3 | Common | Common stock | 2023-06-01 | F | D | 26 | $48.36 | 937 | D | — | — | |
| 4 | Common | Common stock | 2023-06-01 | M | A | 103 | $0.00 | 963 | D | — | — | (F1) Represents a 5% vesting on June 1, 2023. The original grant was 2,057 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 5 | Derivative | Restricted Stock Units | 2023-06-02 | M | D | 53 | $0.00 | 581 | D | $0.00 · 2022-03-02 to — | 0 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on June 2, 2023. The original grant was 1,057 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |
| 6 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 103 | $0.00 | 1,543 | D | $0.00 · 2023-03-01 to — | 0 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on June 1, 2023. The original grant was 2,057 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |