Form 4 for PEGA PEGASYSTEMS INC
Accepted 2023-06-05 00:00:00 ET · period of report 2023-06-01 · accession 0001013857-23-000111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-05 | 2023-06-01+ | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | +780 | 30.8K | +3% | $0 |
| DM | 2023-06-05 | 2023-06-01+ | PEGA | Trefler Leon | Chief of Clients, Markets | F - Tax | $48.23 | -191 | 30.7K | -0.6% | -$9,213 |
| DM | 2023-06-05 | 2023-06-01+ | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | -780 | 8,815 | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-06-02 | M | A | 192 | $0.00 | 30,873 | D | — | — | (F2) Represents a 5% vesting on June 2, 2023. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 2 | Common | Common stock | 2023-06-02 | F | D | 47 | $47.85 | 30,826 | D | — | — | (F3) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 3 | Common | Common stock | 2023-06-01 | F | D | 144 | $48.36 | 30,681 | D | — | — | |
| 4 | Common | Common stock | 2023-06-01 | M | A | 588 | $0.00 | 30,825 | D | — | — | (F1) Represents a 5% vesting on June 1, 2023. The original grant was 11,754 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 5 | Derivative | Restricted Stock Units | 2023-06-02 | M | D | 192 | $0.00 | 2,114 | D | $0.00 · 2022-03-02 to — | 0 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on June 2, 2023. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |
| 6 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 588 | $0.00 | 8,815 | D | $0.00 · 2023-03-01 to — | 0 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on June 1, 2023. The original grant was 11,754 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |