Form 4 for PEGA PEGASYSTEMS INC
Accepted 2023-06-07 00:00:00 ET · period of report 2023-06-05 · accession 0001013857-23-000121 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-07 | 2023-06-05+ | PEGA | Trefler Leon | Chief of Clients, Markets | F - Tax | $48.13 | -177 | 31.4K | -0.6% | -$8,520 |
| DM | 2023-06-07 | 2023-06-05+ | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | +725 | 31.5K | +2% | $0 |
| DM | 2023-06-07 | 2023-06-05+ | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | -725 | 1,171 | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-06-05 | F | D | 82 | $47.58 | 31,079 | D | — | — | |
| 2 | Common | Common stock | 2023-06-06 | F | D | 95 | $48.61 | 31,374 | D | — | — | (F3) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 3 | Common | Common stock | 2023-06-05 | M | A | 335 | $0.00 | 31,161 | D | — | — | (F1) Represents a 5% vesting on June 3, 2023, with a release date of June 5, 2023, the first business day following vesting. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 4 | Common | Common stock | 2023-06-06 | M | A | 390 | $0.00 | 31,469 | D | — | — | (F2) Represents a 5% vesting on June 6, 2023. The original grant was 7,806 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 5 | Derivative | Restricted Stock Units | 2023-06-05 | M | D | 335 | $0.00 | 2,340 | D | $0.00 · 2021-03-03 to — | 0 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on June 3, 2023, with a release date of June 5, 2023, the first business day following vesting. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, shares of common stock are not subject to expiration. |
| 6 | Derivative | Restricted Stock Units | 2023-06-06 | M | D | 390 | $0.00 | 1,171 | D | $0.00 · 2020-03-06 to — | 0 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on June 6, 2023. The original grant was 7,806 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, shares of common stock are not subject to expiration. |