Form 4 for PEGA PEGASYSTEMS INC
Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-01 · accession 0001013857-23-000174 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-06 | 2023-09-01+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | F - Tax | $50.36 | -58 | 174 | -25% | -$2,921 |
| DM | 2023-09-06 | 2023-09-01+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $0.00 | +232 | 103 | New | $0 |
| DM | 2023-09-06 | 2023-09-01+ | PEGA | KOUNINIS EFSTATHIOS A | CAO, VP of Fin | M - OptEx | $0.00 | -232 | 1,440 | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-09-01 | F | D | 26 | $49.66 | 77 | D | — | — | |
| 2 | Common | Common stock | 2023-09-05 | M | A | 52 | $0.00 | 129 | D | — | — | (F2) Represents a 5% vesting on September 2, 2023, with a release date of September 5, 2023, the first business day following vesting. The original grant was 1,057 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 3 | Common | Common stock | 2023-09-05 | M | A | 77 | $0.00 | 193 | D | — | — | (F3) Represents a 5% vesting on September 3, 2023, with a release date of September 5, 2023, the first business day following vesting. The original grant was 1,533 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 4 | Common | Common stock | 2023-09-05 | F | D | 13 | $50.92 | 116 | D | — | — | |
| 5 | Common | Common stock | 2023-09-05 | F | D | 19 | $50.92 | 174 | D | — | — | (F4) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 6 | Common | Common stock | 2023-09-01 | M | A | 103 | $0.00 | 103 | D | — | — | (F1) Represents a 5% vesting on September 1, 2023. The original grant was 2,057 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 7 | Derivative | Restricted Stock Units | 2023-09-05 | M | D | 77 | $0.00 | 460 | D | $0.00 · 2021-03-03 to — | 0 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F3) Represents a 5% vesting on September 3, 2023, with a release date of September 5, 2023, the first business day following vesting. The original grant was 1,533 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F6) Once vested, the shares of common stock are not subject to expiration. |
| 8 | Derivative | Restricted Stock Units | 2023-09-05 | M | D | 52 | $0.00 | 529 | D | $0.00 · 2022-03-02 to — | 0 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on September 2, 2023, with a release date of September 5, 2023, the first business day following vesting. The original grant was 1,057 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F6) Once vested, the shares of common stock are not subject to expiration. |
| 9 | Derivative | Restricted Stock Units | 2023-09-01 | M | D | 103 | $0.00 | 1,440 | D | $0.00 · 2023-03-01 to — | 0 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on September 1, 2023. The original grant was 2,057 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F6) Once vested, the shares of common stock are not subject to expiration. |