Form 4 for PEGA PEGASYSTEMS INC
Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-05 · accession 0001013857-23-000176 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-06 | 2023-09-05 | PEGA | TREFLER ALAN | CEO, COB, 10% | F - Tax | $50.92 | -836 | 32.27M | -0.0% | -$42.6K |
| DM | 2023-09-06 | 2023-09-05 | PEGA | TREFLER ALAN | CEO, COB, 10% | M - OptEx | $0.00 | +2,642 | 32.27M | +0.0% | $0 |
| DM | 2023-09-06 | 2023-09-05 | PEGA | TREFLER ALAN | CEO, COB, 10% | M - OptEx | $0.00 | -2,642 | 8,359 | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-09-05 | F | D | 469 | $50.92 | 32,273,398 | D | — | — | (F3) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 2 | Common | Common stock | 2023-09-05 | M | A | 1,393 | $0.00 | 32,273,867 | D | — | — | (F2) Represents a 5% vesting on September 3, 2023, with a release date of September 5, 2023, the first business day following vesting. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 3 | Common | Common stock | 2023-09-05 | M | A | 1,249 | $0.00 | 32,272,841 | D | — | — | (F1) Represents a 5% vesting on September 2, 2023, with a release date of September 5, 2023, the first business day following vesting. The original grant was 24,976 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 4 | Common | Common stock | 2023-09-05 | F | D | 367 | $50.92 | 32,272,474 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-09-05 | M | D | 1,249 | $0.00 | 12,488 | D | $0.00 · 2022-03-02 to — | 0 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on September 2, 2023, with a release date of September 5, 2023, the first business day following vesting. The original grant was 24,976 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |
| 6 | Derivative | Restricted Stock Units | 2023-09-05 | M | D | 1,393 | $0.00 | 8,359 | D | $0.00 · 2021-03-03 to — | 0 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on September 3, 2023, with a release date of September 5, 2023, the first business day following vesting. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F5) Once vested, the shares of common stock are not subject to expiration. |