Form 4 for PEGA PEGASYSTEMS INC
Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-01 · accession 0001013857-23-000177 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-06 | 2023-09-01+ | PEGA | Trefler Leon | Chief of Clients, Markets | F - Tax | $50.26 | -272 | 26.5K | -1% | -$13.7K |
| DM | 2023-09-06 | 2023-09-01+ | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | +1,113 | 26.3K | +4% | $0 |
| D | 2023-09-06 | 2023-09-01 | PEGA | Trefler Leon | Chief of Clients, Markets | S - Sale+OE | $50.00 | -811 | 25.7K | -3% | -$40.5K |
| DM | 2023-09-06 | 2023-09-01+ | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | -1,113 | 2,006 | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-09-05 | F | D | 47 | $50.92 | 26,286 | D | — | — | |
| 2 | Common | Common stock | 2023-09-05 | M | A | 334 | $0.00 | 26,620 | D | — | — | (F4) Represents a 5% vesting on September 3, 2023, with a release date of September 5, 2023, the first business day following vesting. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 3 | Common | Common stock | 2023-09-05 | M | A | 192 | $0.00 | 26,333 | D | — | — | (F3) Represents a 5% vesting on September 2, 2023, with a release date of September 5, 2023, the first business day following vesting. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 4 | Common | Common stock | 2023-09-01 | F | D | 143 | $49.66 | 26,141 | D | — | — | |
| 5 | Common | Common stock | 2023-09-05 | F | D | 82 | $50.92 | 26,538 | D | — | — | (F5) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 6 | Common | Common stock | 2023-09-01 | S | D | 811 | $50.00 | 25,697 | D | — | — | (F1) Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 7 | Common | Common stock | 2023-09-01 | M | A | 587 | $0.00 | 26,284 | D | — | — | (F2) Represents a 5% vesting on September 1, 2023. The original grant was 11,754 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 8 | Derivative | Restricted Stock Units | 2023-09-01 | M | D | 587 | $0.00 | 8,228 | D | $0.00 · 2023-03-01 to — | 0 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on September 1, 2023. The original grant was 11,754 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |
| 9 | Derivative | Restricted Stock Units | 2023-09-05 | M | D | 192 | $0.00 | 1,922 | D | $0.00 · 2022-03-02 to — | 0 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F3) Represents a 5% vesting on September 2, 2023, with a release date of September 5, 2023, the first business day following vesting. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |
| 10 | Derivative | Restricted Stock Units | 2023-09-05 | M | D | 334 | $0.00 | 2,006 | D | $0.00 · 2021-03-03 to — | 0 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F4) Represents a 5% vesting on September 3, 2023, with a release date of September 5, 2023, the first business day following vesting. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |