Form 4 for PEGA PEGASYSTEMS INC
Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-01 · accession 0001013857-23-000209 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-05 | 2023-12-01 | PEGA | Higgins John Gerard | Chief, Client, Partner Success | M - OptEx | $0.00 | +1,158 | 5,817 | +25% | $0 |
| DM | 2023-12-05 | 2023-12-01 | PEGA | Higgins John Gerard | Chief, Client, Partner Success | F - Tax | $51.98 | -648 | 5,685 | -10% | -$33.7K |
| DM | 2023-12-05 | 2023-12-01 | PEGA | Higgins John Gerard | Chief, Client, Partner Success | M - OptEx | $0.00 | -1,158 | 4,140 | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-12-01 | M | A | 92 | $0.00 | 5,777 | D | — | — | (F2) Represents a 5% vesting on December 1, 2023. The original grant was 1,842 restricted stock units with 20% vesting on March 1, 2022 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. |
| 2 | Common | Common stock | 2023-12-01 | F | D | 52 | $51.98 | 5,725 | D | — | — | |
| 3 | Common | Common stock | 2023-12-01 | F | D | 52 | $51.98 | 5,765 | D | — | — | |
| 4 | Common | Common stock | 2023-12-01 | M | A | 514 | $0.00 | 6,279 | D | — | — | (F4) Represents a 5% vesting on December 1, 2023. The original grant was 10,285 restricted stock units, with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. |
| 5 | Common | Common stock | 2023-12-01 | F | D | 287 | $51.98 | 5,992 | D | — | — | (F5) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 6 | Common | Common stock | 2023-12-01 | F | D | 257 | $51.98 | 5,685 | D | — | — | |
| 7 | Common | Common stock | 2023-12-01 | M | A | 460 | $0.00 | 5,942 | D | — | — | (F1) Represents a 5% vesting on December 1, 2023. The original grant was 9,207 restricted stock units with 5% vesting on June 1, 2021, with the remaining 95% vesting in 5% quarterly installments. |
| 8 | Common | Common stock | 2023-12-01 | M | A | 92 | $0.00 | 5,817 | D | — | — | (F3) Represents a 5% vesting on December 1, 2023. The original grant was 1,844 restricted stock units with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. |
| 9 | Derivative | Restricted Stock Units | 2023-12-01 | M | D | 92 | $0.00 | 829 | D | $0.00 · 2022-03-01 to — | 92 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on December 1, 2023. The original grant was 1,842 restricted stock units with 20% vesting on March 1, 2022 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |
| 10 | Derivative | Restricted Stock Units | 2023-12-01 | M | D | 92 | $0.00 | 1,199 | D | $0.00 · 2023-03-01 to — | 92 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F3) Represents a 5% vesting on December 1, 2023. The original grant was 1,844 restricted stock units with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |
| 11 | Derivative | Restricted Stock Units | 2023-12-01 | M | D | 514 | $0.00 | 6,685 | D | $0.00 · 2023-03-01 to — | 514 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F4) Represents a 5% vesting on December 1, 2023. The original grant was 10,285 restricted stock units, with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |
| 12 | Derivative | Restricted Stock Units | 2023-12-01 | M | D | 460 | $0.00 | 4,140 | D | $0.00 · 2021-06-01 to — | 460 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on December 1, 2023. The original grant was 9,207 restricted stock units with 5% vesting on June 1, 2021, with the remaining 95% vesting in 5% quarterly installments. (F7) Once vested, the shares of common stock are not subject to expiration. |