Form 4 for PEGA PEGASYSTEMS INC
Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-04 · accession 0001013857-23-000215 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-05 | 2023-12-04 | PEGA | TREFLER ALAN | CEO, COB, 10% | F - Tax | $53.30 | -1,278 | 24.78M | -0.0% | -$68.1K |
| DM | 2023-12-05 | 2023-12-04 | PEGA | TREFLER ALAN | CEO, COB, 10% | M - OptEx | $0.00 | +2,643 | 24.78M | +0.0% | $0 |
| DM | 2023-12-05 | 2023-12-04 | PEGA | TREFLER ALAN | CEO, COB, 10% | M - OptEx | $0.00 | -2,643 | 11.2K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-12-04 | F | D | 674 | $53.30 | 24,775,848 | D | — | — | (F6) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Reflects exempt transfers between the reporting person and the Alan N. Trefler Grantor Retained Annuity Trust I of 2022, the Alan N. Trefler Grantor Retained Annuity Trust I of 2023, and the Alan N. Trefler Grantor Retained Annuity Trust II of 2023. |
| 2 | Common | Common stock | 2023-12-04 | M | A | 1,394 | $0.00 | 24,776,522 | D | — | — | (F5) Represents a 5% vesting on December 3, 2023, with a release date of December 4, 2023, the first business day following vesting. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 3 | Common | Common stock | 2023-12-04 | F | D | 604 | $53.30 | 24,775,128 | D | — | — | |
| 4 | Common | Common stock | 2023-12-04 | M | A | 1,249 | $0.00 | 24,775,732 | D | — | — | (F4) Represents a 5% vesting on December 2, 2023, with a release date of December 4, 2023, the first business day following vesting. The original grant was 24,976 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 5 | Derivative | Restricted Stock Units | 2023-12-04 | M | D | 1,394 | $0.00 | 6,965 | D | $0.00 · 2021-03-03 to — | 1,394 Common stock | (F7) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F5) Represents a 5% vesting on December 3, 2023, with a release date of December 4, 2023, the first business day following vesting. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F8) Once vested, the shares of common stock are not subject to expiration. |
| 6 | Derivative | Restricted Stock Units | 2023-12-04 | M | D | 1,249 | $0.00 | 11,239 | D | $0.00 · 2022-03-02 to — | 1,249 Common stock | (F7) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F4) Represents a 5% vesting on December 2, 2023, with a release date of December 4, 2023, the first business day following vesting. The original grant was 24,976 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F8) Once vested, the shares of common stock are not subject to expiration. |