Form 4 for PEGA PEGASYSTEMS INC
Accepted 2024-03-07 00:00:00 ET · period of report 2024-03-05 · accession 0001013857-24-000060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-07 | 2024-03-06 | PEGA | Trefler Leon | Chief of Clients, Markets | F - Tax | $62.10 | -95 | 36.7K | -0.3% | -$5,900 |
| D | 2024-03-07 | 2024-03-06 | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | +390 | 36.8K | +1% | $0 |
| D | 2024-03-07 | 2024-03-06 | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | -390 | 0 | -100% | $0 |
| DM | 2024-03-07 | 2024-03-05 | PEGA | Trefler Leon | Chief of Clients, Markets | A - Grant | $0.00 | +52.8K | 17.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-03-06 | F | D | 95 | $62.10 | 36,671 | D | — | — | (F2) Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). (F3) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 2 | Common | Common stock | 2024-03-06 | M | A | 390 | $0.00 | 36,766 | D | — | — | (F1) Represents a 5% vesting on March 6, 2024. The original grant was 7,806 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 3 | Derivative | Restricted Stock Units | 2024-03-06 | M | D | 390 | $0.00 | 0 | D | $0.00 · 2020-03-06 to — | 390 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on March 6, 2024. The original grant was 7,806 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F8) Once vested, shares of common stock are not subject to expiration. |
| 4 | Derivative | Stock Options | 2024-03-05 | A | A | 35,218 | $0.00 | 35,218 | D | $62.10 · 2025-03-05 to 2034-03-05 | 35,218 Common stock | (F7) Options will vest 25% on March 5, 2025, with the remaining 75% vesting in equal quarterly installments over the remaining three years. |
| 5 | Derivative | Restricted Stock Units | 2024-03-05 | A | A | 17,609 | $0.00 | 17,609 | D | $0.00 · 2025-03-05 to — | 17,609 Common stock | (F4) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F5) RSUs will vest 25% on March 5, 2025, with the remaining 75% vesting in equal quarterly installments over the remaining three years. (F6) Once vested, the shares of common stock are not subject to expiration. |