Form 4 for PEGA PEGASYSTEMS INC
Accepted 2024-06-04 00:00:00 ET · period of report 2024-05-31 · accession 0001013857-24-000110 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-06-04 | 2024-06-03 | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | +1,113 | 39.0K | +3% | $0 |
| DM | 2024-06-04 | 2024-06-03 | PEGA | Trefler Leon | Chief of Clients, Markets | F - Tax | $57.46 | -439 | 39.1K | -1% | -$25.2K |
| D | 2024-06-04 | 2024-05-31 | PEGA | Trefler Leon | Chief of Clients, Markets | S - Sale+OE | $57.36 | -752 | 38.4K | -2% | -$43.1K |
| DM | 2024-06-04 | 2024-06-03 | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | -1,113 | 1,003 | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-06-03 | M | A | 334 | $0.00 | 39,242 | D | — | — | (F5) Represents a 5% vesting on June 3, 2024. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 2 | Common | Common stock | 2024-06-03 | F | D | 76 | $57.46 | 38,908 | D | — | — | (F3) Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). |
| 3 | Common | Common stock | 2024-06-03 | M | A | 192 | $0.00 | 38,984 | D | — | — | (F4) Represents a 5% vesting on June 2, 2024, with a release date of June 3, 2024, the first business day following vesting. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 4 | Common | Common stock | 2024-06-03 | F | D | 231 | $57.46 | 38,792 | D | — | — | (F3) Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). |
| 5 | Common | Common stock | 2024-06-03 | M | A | 587 | $0.00 | 39,023 | D | — | — | (F2) Represents a 5% vesting on June 1, 2024, with a release date of June 3, 2024, the first business day following vesting. The original grant was 11,754 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 6 | Common | Common stock | 2024-05-31 | S | D | 752 | $57.36 | 38,436 | D | — | — | (F1) Sold pursuant to a pre-arranged trading plan adopted by Mr. Trefler November 17, 2023 under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 7 | Common | Common stock | 2024-06-03 | F | D | 132 | $57.46 | 39,110 | D | — | — | (F3) Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). (F6) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 8 | Derivative | Restricted Stock Units | 2024-06-03 | M | D | 587 | $0.00 | 6,465 | D | $0.00 · 2023-03-01 to — | 587 Common stock | (F7) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on June 1, 2024, with a release date of June 3, 2024, the first business day following vesting. The original grant was 11,754 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F8) Once vested, the shares of common stock are not subject to expiration. |
| 9 | Derivative | Restricted Stock Units | 2024-06-03 | M | D | 192 | $0.00 | 1,345 | D | $0.00 · 2022-03-02 to — | 192 Common stock | (F7) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F4) Represents a 5% vesting on June 2, 2024, with a release date of June 3, 2024, the first business day following vesting. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F8) Once vested, the shares of common stock are not subject to expiration. |
| 10 | Derivative | Restricted Stock Units | 2024-06-03 | M | D | 334 | $0.00 | 1,003 | D | $0.00 · 2021-03-03 to — | 334 Common stock | (F7) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F5) Represents a 5% vesting on June 3, 2024. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F8) Once vested, the shares of common stock are not subject to expiration. |