Form 4 for PEGA PEGASYSTEMS INC
Accepted 2024-06-04 00:00:00 ET · period of report 2024-06-03 · accession 0001013857-24-000120 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-06-04 | 2024-06-03 | PEGA | TREFLER ALAN | CEO, COB, 10% | M - OptEx | $0.00 | +2,641 | 24.73M | +0.0% | $0 |
| DM | 2024-06-04 | 2024-06-03 | PEGA | TREFLER ALAN | CEO, COB, 10% | F - Tax | $57.46 | -776 | 24.73M | -0.0% | -$44.6K |
| DM | 2024-06-04 | 2024-06-03 | PEGA | TREFLER ALAN | CEO, COB, 10% | M - OptEx | $0.00 | -2,641 | 8,742 | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-06-03 | M | A | 1,248 | $0.00 | 24,725,443 | D | — | — | (F1) Represents a 5% vesting on June 2, 2024, with a release date of June 3, 2024, the first business day following vesting. The original grant was 24,976 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 2 | Common | Common stock | 2024-06-03 | F | D | 367 | $57.46 | 24,725,076 | D | — | — | (F2) Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). |
| 3 | Common | Common stock | 2024-06-03 | M | A | 1,393 | $0.00 | 24,726,469 | D | — | — | (F3) Represents a 5% vesting on June 3, 2024. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 4 | Common | Common stock | 2024-06-03 | F | D | 409 | $57.46 | 24,726,060 | D | — | — | (F2) Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). (F4) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 5 | Derivative | Restricted Stock Units | 2024-06-03 | M | D | 1,393 | $0.00 | 4,179 | D | $0.00 · 2021-03-03 to — | 1,393 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F3) Represents a 5% vesting on June 3, 2024. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. (F6) Once vested, the shares of common stock are not subject to expiration. |
| 6 | Derivative | Restricted Stock Units | 2024-06-03 | M | D | 1,248 | $0.00 | 8,742 | D | $0.00 · 2022-03-02 to — | 1,248 Common stock | (F5) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on June 2, 2024, with a release date of June 3, 2024, the first business day following vesting. The original grant was 24,976 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F6) Once vested, the shares of common stock are not subject to expiration. |