Form 4 for PEGA PEGASYSTEMS INC
Accepted 2024-09-04 00:00:00 ET · period of report 2024-09-03 · accession 0001013857-24-000204 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-04 | 2024-09-03 | PEGA | Higgins John Gerard | Chief, Client, Partner Success | M - OptEx | $0.00 | +1,251 | 12.0K | +12% | $0 |
| DM | 2024-09-04 | 2024-09-03 | PEGA | Higgins John Gerard | Chief, Client, Partner Success | F - Tax | $70.88 | -700 | 11.9K | -6% | -$49.6K |
| DM | 2024-09-04 | 2024-09-03 | PEGA | Higgins John Gerard | Chief, Client, Partner Success | M - OptEx | $0.00 | -1,251 | 922 | -58% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-09-03 | M | A | 460 | $0.00 | 11,841 | D | — | — | (F1) Represents a 5% vesting on September 1, 2024, with a release date of September 3, 2024, the first business day following vesting. The original grant was 9,207 restricted stock units with 5% vesting on June 1, 2021, with the remaining 95% vesting in 5% quarterly installments. |
| 2 | Common | Common stock | 2024-09-03 | F | D | 257 | $70.88 | 11,584 | D | — | — | (F2) Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). |
| 3 | Common | Common stock | 2024-09-03 | M | A | 92 | $0.00 | 11,676 | D | — | — | (F3) Represents a 5% vesting on September 1, 2024, with a release date of September 3, 2024, the first business day following vesting. The original grant was 1,842 restricted stock units with 20% vesting on March 1, 2022 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. |
| 4 | Common | Common stock | 2024-09-03 | F | D | 52 | $70.88 | 11,624 | D | — | — | (F2) Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). |
| 5 | Common | Common stock | 2024-09-03 | M | A | 92 | $0.00 | 11,716 | D | — | — | (F4) Represents a 5% vesting on September 1, 2024, with a release date of September 3, 2024, the first business day following vesting. The original grant was 1,844 restricted stock units with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. |
| 6 | Common | Common stock | 2024-09-03 | F | D | 52 | $70.88 | 11,664 | D | — | — | (F2) Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). |
| 7 | Common | Common stock | 2024-09-03 | M | A | 514 | $0.00 | 12,178 | D | — | — | (F5) Represents a 5% vesting on September 1, 2024, with a release date of September 3, 2024, the first business day following vesting. The original grant was 10,285 restricted stock units, with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. |
| 8 | Common | Common stock | 2024-09-03 | F | D | 287 | $70.88 | 11,891 | D | — | — | (F2) Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). |
| 9 | Common | Common stock | 2024-09-03 | M | A | 93 | $0.00 | 11,984 | D | — | — | (F6) Represents a 5% vesting on September 1, 2024, with a release date of September 3, 2024, the first business day following vesting. The original grant was 1,845 restricted stock units with 20% vesting on March 1, 2024 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. |
| 10 | Common | Common stock | 2024-09-03 | F | D | 52 | $70.88 | 11,932 | D | — | — | (F2) Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). (F7) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 11 | Derivative | Restricted Stock Units | 2024-09-03 | M | D | 92 | $0.00 | 553 | D | $0.00 · 2022-03-01 to — | 92 Common stock | (F8) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F3) Represents a 5% vesting on September 1, 2024, with a release date of September 3, 2024, the first business day following vesting. The original grant was 1,842 restricted stock units with 20% vesting on March 1, 2022 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. (F9) Once vested, the shares of common stock are not subject to expiration. |
| 12 | Derivative | Restricted Stock Units | 2024-09-03 | M | D | 514 | $0.00 | 5,143 | D | $0.00 · 2023-03-01 to — | 514 Common stock | (F8) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F5) Represents a 5% vesting on September 1, 2024, with a release date of September 3, 2024, the first business day following vesting. The original grant was 10,285 restricted stock units, with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. (F9) Once vested, the shares of common stock are not subject to expiration. |
| 13 | Derivative | Restricted Stock Units | 2024-09-03 | M | D | 93 | $0.00 | 1,291 | D | $0.00 · 2024-03-01 to — | 93 Common stock | (F8) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F6) Represents a 5% vesting on September 1, 2024, with a release date of September 3, 2024, the first business day following vesting. The original grant was 1,845 restricted stock units with 20% vesting on March 1, 2024 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. (F9) Once vested, the shares of common stock are not subject to expiration. |
| 14 | Derivative | Restricted Stock Units | 2024-09-03 | M | D | 460 | $0.00 | 2,760 | D | $0.00 · 2021-06-01 to — | 460 Common stock | (F8) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F1) Represents a 5% vesting on September 1, 2024, with a release date of September 3, 2024, the first business day following vesting. The original grant was 9,207 restricted stock units with 5% vesting on June 1, 2021, with the remaining 95% vesting in 5% quarterly installments. (F9) Once vested, the shares of common stock are not subject to expiration. |
| 15 | Derivative | Restricted Stock Units | 2024-09-03 | M | D | 92 | $0.00 | 922 | D | $0.00 · 2023-03-01 to — | 92 Common stock | (F8) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F4) Represents a 5% vesting on September 1, 2024, with a release date of September 3, 2024, the first business day following vesting. The original grant was 1,844 restricted stock units with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. (F9) Once vested, the shares of common stock are not subject to expiration. |