Form 4 for PEGA PEGASYSTEMS INC
Accepted 2024-11-04 00:00:00 ET · period of report 2024-10-31 · accession 0001013857-24-000237 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-04 | 2024-10-31+ | PEGA | Trefler Leon | Chief of Clients, Markets | S - Sale+OE | $81.26 | -9,040 | 37.6K | -19% | -$734.6K |
| D | 2024-11-04 | 2024-11-01 | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $25.20 | +20.0K | 57.6K | +53% | +$504.0K |
| D | 2024-11-04 | 2024-11-01 | PEGA | Trefler Leon | Chief of Clients, Markets | F - Tax | $79.57 | -11.7K | 45.9K | -20% | -$931.9K |
| D | 2024-11-04 | 2024-11-01 | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | -20.0K | 15.3K | -57% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-11-01 | S | D | 8,288 | $81.23 | 37,636 | D | — | — | (F1) Sold pursuant to a pre-arranged trading plan adopted by Mr. Trefler November 19, 2023 under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 2 | Common | Common stock | 2024-11-01 | M | A | 20,000 | $25.20 | 57,636 | D | — | — | |
| 3 | Common | Common stock | 2024-10-31 | S | D | 752 | $81.59 | 37,636 | D | — | — | (F1) Sold pursuant to a pre-arranged trading plan adopted by Mr. Trefler November 19, 2023 under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 4 | Common | Common stock | 2024-11-01 | F | D | 11,712 | $79.57 | 45,924 | D | — | — | (F2) Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value. |
| 5 | Derivative | Stock Options | 2024-11-01 | M | D | 20,000 | $0.00 | 15,295 | D | $25.20 · 2017-03-09 to 2026-03-09 | 20,000 Common stock | (F4) Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |