Form 4 for PEGA PEGASYSTEMS INC
Accepted 2024-12-03 00:00:00 ET · period of report 2024-12-02 · accession 0001013857-24-000259 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-03 | 2024-12-02 | PEGA | Trefler Leon | Chief of Clients, Markets | F - Tax | $94.97 | -308 | 37.4K | -0.8% | -$29.3K |
| DM | 2024-12-03 | 2024-12-02 | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | +780 | 37.4K | +2% | $0 |
| D | 2024-12-03 | 2024-12-02 | PEGA | Trefler Leon | Chief of Clients, Markets | S - Sale+OE | $94.60 | -752 | 36.9K | -2% | -$71.1K |
| DM | 2024-12-03 | 2024-12-02 | PEGA | Trefler Leon | Chief of Clients, Markets | M - OptEx | $0.00 | -780 | 961 | -45% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-12-02 | F | D | 232 | $94.97 | 37,240 | D | — | — | (F3) Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). |
| 2 | Common | Common stock | 2024-12-02 | M | A | 588 | $0.00 | 37,472 | D | — | — | (F2) Represents a 5% vesting on December 1, 2024, with a release date of December 2, 2024, the first business day following vesting. The original grant was 11,754 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 3 | Common | Common stock | 2024-12-02 | S | D | 752 | $94.60 | 36,884 | D | — | — | (F1) Sold pursuant to a pre-arranged trading plan adopted by Mr. Trefler November 19, 2023 under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 4 | Common | Common stock | 2024-12-02 | M | A | 192 | $0.00 | 37,432 | D | — | — | (F4) Represents a 5% vesting on December 2, 2024. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| 5 | Common | Common stock | 2024-12-02 | F | D | 76 | $94.97 | 37,356 | D | — | — | (F3) Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). (F5) Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| 6 | Derivative | Restricted Stock Units | 2024-12-02 | M | D | 588 | $0.00 | 5,289 | D | $0.00 · 2023-03-01 to — | 588 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F2) Represents a 5% vesting on December 1, 2024, with a release date of December 2, 2024, the first business day following vesting. The original grant was 11,754 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |
| 7 | Derivative | Restricted Stock Units | 2024-12-02 | M | D | 192 | $0.00 | 961 | D | $0.00 · 2022-03-02 to — | 192 Common stock | (F6) Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. (F4) Represents a 5% vesting on December 2, 2024. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. (F7) Once vested, the shares of common stock are not subject to expiration. |