Form 4 for CSV CARRIAGE SERVICES INC
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001016281-21-000178 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-03 | 2021-09-01 | CSV | Quezada Carlos R. | EVP, COO | M - OptEx | $18.02 | +6,667 | 11.4K | +142% | +$120.1K |
| D | 2021-09-03 | 2021-09-01 | CSV | Quezada Carlos R. | EVP, COO | F - Tax | $47.20 | -2,657 | 8,709 | -23% | -$125.4K |
| D | 2021-09-03 | 2021-09-01 | CSV | Quezada Carlos R. | EVP, COO | S - Sale+OE | $47.45 | -4,010 | 4,699 | -46% | -$190.3K |
| D | 2021-09-03 | 2021-09-01 | CSV | Quezada Carlos R. | EVP, COO | M - OptEx | $18.02 | -6,667 | 13.3K | -33% | -$120.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | M | A | 6,667 | $18.02 | 11,366 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-01 | F | D | 2,657 | $47.20 | 8,709 | D | — | — | (F1) Represents shares withheld on 9/1/2021 to cover the option price and taxes associated with the exercise of stock options. |
| 3 | Common | Common Stock | 2021-09-01 | S | D | 4,010 | $47.45 | 4,699 | D | — | — | (F2) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.44 to $47.53, inclusive. The reporting person undertakes to provide to Carriage Services, Inc. any security holder of Carriage Services. Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 4 | Derivative | Stock Options | 2021-09-01 | M | D | 6,667 | $18.02 | 13,333 | D | $18.02 · — to 2030-06-25 | 6,667 Common Stock | (F3) Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan of which 1/3 vested on 6/25/2021 and 1/3 will vest each year on 6/25/2022 and 6/25/2023. 6,667 options were exercised on 9/1/2021. The options expire on 6/25/2030. |