Form 4 for CSV CARRIAGE SERVICES INC
Accepted 2022-03-09 00:00:00 ET · period of report 2022-03-07 · accession 0001016281-22-000048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-09 | 2022-03-07 | CSV | Phillips Shawn R | SVP | S - Sale+OE | $51.16 | -1,201 | 101.8K | -1% | -$61.4K |
| D | 2022-03-09 | 2022-03-07 | CSV | Phillips Shawn R | SVP | F - Tax | $51.16 | -2,760 | 103.0K | -3% | -$141.2K |
| DM | 2022-03-09 | 2022-03-07 | CSV | Phillips Shawn R | SVP | M - OptEx | $20.06 | +7,000 | 104.8K | +7% | +$140.4K |
| DM | 2022-03-09 | 2022-03-07 | CSV | Phillips Shawn R | SVP | M - OptEx | $0.00 | -7,000 | 12.7K | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-07 | S | D | 1,201 | $51.16 | 101,828 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-07 | F | D | 2,760 | $51.16 | 103,029 | D | — | — | (F1) Represents shares withheld on 3/7/2022 to cover the option price and taxes associated with the exercise of stock options. |
| 3 | Common | Common Stock | 2022-03-07 | M | A | 4,000 | $20.06 | 105,789 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-07 | M | A | 3,000 | $20.06 | 104,828 | D | — | — | |
| 5 | Derivative | Stock Options | 2022-03-07 | M | D | 3,000 | $0.00 | 9,700 | D | $20.06 · — to 2026-02-23 | 3,000 Common Stock | (F2) Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 2/23/2018, 2/23/2019, 2/23/2020 and 2/23/2021. 7,000 options were exercised on 3/7/2022. These stock options expire on 2/23/2026. |
| 6 | Derivative | Stock Options | 2022-03-07 | M | D | 4,000 | $0.00 | 12,700 | D | $20.06 · — to 2026-02-23 | 4,000 Common Stock | (F2) Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 2/23/2018, 2/23/2019, 2/23/2020 and 2/23/2021. 7,000 options were exercised on 3/7/2022. These stock options expire on 2/23/2026. |