Form 4 for CSV CARRIAGE SERVICES INC
Accepted 2024-11-25 00:00:00 ET · period of report 2024-11-21 · accession 0001016281-24-000178 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-25 | 2024-11-21 | CSV | Phillips Shawn R | SVP, Regional Partner | M - OptEx | $25.30 | +26.0K | 95.6K | +37% | +$657.1K |
| D | 2024-11-25 | 2024-11-21 | CSV | Phillips Shawn R | SVP, Regional Partner | F - Tax | $38.82 | -20.8K | 88.1K | -19% | -$806.8K |
| D | 2024-11-25 | 2024-11-21 | CSV | Phillips Shawn R | SVP, Regional Partner | S - Sale+OE | $38.96 | -5,028 | 83.1K | -6% | -$195.9K |
| DM | 2024-11-25 | 2024-11-21 | CSV | Phillips Shawn R | SVP, Regional Partner | M - OptEx | $0.00 | -26.0K | 28.6K | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-21 | M | A | 13,288 | $25.43 | 108,893 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-21 | F | D | 20,782 | $38.82 | 88,111 | D | — | — | (F1) Represents shares withheld on 11/21/2024 to cover the option price and taxes associated with the exercise of stock options. |
| 3 | Common | Common Stock | 2024-11-21 | S | D | 5,028 | $38.96 | 83,083 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.91 to $39.01 per share. The reporting person undertakes to provide Carriage Services, Inc., any security holder of Carriage Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2024-11-21 | M | A | 2,680 | $20.06 | 85,605 | D | — | — | |
| 5 | Common | Common Stock | 2024-11-21 | M | A | 10,000 | $26.54 | 95,605 | D | — | — | |
| 6 | Derivative | Stock Options | 2024-11-21 | M | D | 13,288 | $0.00 | 3,322 | D | $25.43 · — to 2028-02-14 | 13,288 Common Stock | (F5) Stock Options granted on 2/14/2018 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which vested in equal increments each year over five years beginning 2/14/2019. 13,288 options were exercised on 11/21/2024. These options expire on 2/14/2028. |
| 7 | Derivative | Stock Options | 2024-11-21 | M | D | 2,680 | $0.00 | 7,020 | D | $20.06 · — to 2026-02-23 | 2,680 Common Stock | (F3) Stock Options granted on 2/23/2016 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 2/23/2017. 2,680 options were exercised on 11/21/2024. These options expire on 2/23/2026. |
| 8 | Derivative | Stock Options | 2024-11-21 | M | D | 10,000 | $0.00 | 28,600 | D | $26.54 · — to 2027-03-21 | 10,000 Common Stock | (F4) Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 3/21/2018. 10,000 options were exercised on 11/21/2024. These options expire on 3/21/2027. |