Form 4 for AMZN Amazon
Accepted 2023-11-24 16:36:48 ET · period of report 2023-11-21 · accession 0001018724-23-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-24 16:36 | 2023-11-21 | AMZN | Zapolsky David | SVP | M - OptEx | $0.00 | +16.8K | 78.4K | +27% | $0 |
| DM | 2023-11-24 16:36 | 2023-11-21+ | AMZN | Zapolsky David | SVP | S - Sale+OE | $144.51 | -25.2K | 53.2K | -32% | -$3.64M |
| DM | 2023-11-24 16:36 | 2023-11-21 | AMZN | Zapolsky David | SVP | M - OptEx | $0.00 | -16.8K | 101.1K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2023-11-21 | M | A | 10,620 | $0.00 | 72,200 | D | — | — | |
| 2 | Common | Common Stock, par value $.01 per share | 2023-11-21 | M | A | 3,940 | $0.00 | 76,140 | D | — | — | |
| 3 | Common | Common Stock, par value $.01 per share | 2023-11-21 | M | A | 2,240 | $0.00 | 78,380 | D | — | — | |
| 4 | Common | Common Stock, par value $.01 per share | 2023-11-21 | S | D | 5,920 | $143.08 | 72,460 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/10/2022. (F2) Represents the weighted average sale price. The highest price at which shares were sold was $143.55 and the lowest price at which shares were sold was $142.57. |
| 5 | Common | Common Stock, par value $.01 per share | 2023-11-21 | S | D | 800 | $143.71 | 71,660 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/10/2022. (F3) Represents the weighted average sale price. The highest price at which shares were sold was $143.76 and the lowest price at which shares were sold was $143.57. |
| 6 | Common | Common Stock, par value $.01 per share | 2023-11-22 | S | D | 18,440 | $145.00 | 53,220 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/10/2022. |
| 7 | Derivative | Restricted Stock Unit Award | 2023-11-21 | M | D | 10,620 | $0.00 | 10,620 | D | $0.00 · 2022-05-21 to 2024-02-21 | 10,620 Common Stock, par value $.01 per share | (F4) Converts into Common Stock on a one-for-one basis. (F5) This award vests based upon the following vesting schedule and the satisfaction of certain business criteria: 13,760 shares on each of May 21, 2022 and August 21, 2022; 13,780 shares on each of November 21, 2022 and February 21, 2023; 10,600 shares on May 21, 2023; and 10,620 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024. |
| 8 | Derivative | Restricted Stock Unit Award | 2023-11-21 | M | D | 3,940 | $0.00 | 84,460 | D | $0.00 · 2022-05-21 to 2026-02-21 | 3,940 Common Stock, par value $.01 per share | (F4) Converts into Common Stock on a one-for-one basis. (F6) This award vests based upon the following vesting schedule: 2,960 shares on each of May 21, 2022, August 21, 2022, and November 21, 2022; 2,980 shares on February 21, 2023; 3,940 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024; 11,360 shares on each of May 21, 2024, August 21, 2024, and November 21, 2024; 11,380 shares on February 21, 2025; 8,760 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; and 8,780 shares on February 21, 2026. |
| 9 | Derivative | Restricted Stock Unit Award | 2023-11-21 | M | D | 2,240 | $0.00 | 101,060 | D | $0.00 · 2023-05-21 to 2028-02-21 | 2,240 Common Stock, par value $.01 per share | (F4) Converts into Common Stock on a one-for-one basis. (F7) This award vests based upon the following vesting schedule: 2,260 shares on May 21, 2023; 2,240 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024; 3,240 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 3,940 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; 3,920 shares on February 21, 2026; 9,920 shares on May 21, 2026; 9,900 shares on each of August 21, 2026, November 21, 2026, and February 21, 2027; 7,640 shares on May 21, 2027; and 7,620 shares on each of August 21, 2027, November 21, 2027, and February 21, 2028. |