Form 4 for AMZN Amazon
Accepted 2023-11-24 16:42:57 ET · period of report 2023-11-21 · accession 0001018724-23-000034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-24 16:42 | 2023-11-21 | AMZN | Herrington Douglas J | CEO Worldwide Amazon Stores | M - OptEx | $0.00 | +23.7K | 547.8K | +5% | $0 |
| DM | 2023-11-24 16:42 | 2023-11-21 | AMZN | Herrington Douglas J | CEO Worldwide Amazon Stores | S - Sale+OE | $143.15 | -9,480 | 538.3K | -2% | -$1.36M |
| DM | 2023-11-24 16:42 | 2023-11-21 | AMZN | Herrington Douglas J | CEO Worldwide Amazon Stores | M - OptEx | $0.00 | -23.7K | 37.5K | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2023-11-21 | M | A | 11,300 | $0.00 | 535,411 | D | — | — | |
| 2 | Common | Common Stock, par value $.01 per share | 2023-11-21 | M | A | 4,900 | $0.00 | 540,311 | D | — | — | |
| 3 | Common | Common Stock, par value $.01 per share | 2023-11-21 | M | A | 7,500 | $0.00 | 547,811 | D | — | — | |
| 4 | Common | Common Stock, par value $.01 per share | 2023-11-21 | S | D | 8,480 | $143.08 | 539,331 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/2022. (F2) Represents the weighted average sale price. The highest price at which shares were sold was $143.52 and the lowest price at which shares were sold was $142.53. |
| 5 | Common | Common Stock, par value $.01 per share | 2023-11-21 | S | D | 1,000 | $143.74 | 538,331 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/2022. (F3) Represents the weighted average sale price. The highest price at which shares were sold was $143.76 and the lowest price at which shares were sold was $143.58. |
| 6 | Derivative | Restricted Stock Unit Award | 2023-11-21 | M | D | 11,300 | $0.00 | 11,300 | D | $0.00 · 2022-05-21 to 2024-02-21 | 11,300 Common Stock, par value $.01 per share | (F4) Converts into Common Stock on a one-for-one basis. (F5) This award vests based upon the following vesting schedule: 14,640 shares on each of May 21, 2022 and August 21, 2022; 14,660 shares on each of November 21, 2022 and February 21, 2023; 11,280 shares on May 21, 2023; and 11,300 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024. |
| 7 | Derivative | Restricted Stock Unit Award | 2023-11-21 | M | D | 4,900 | $0.00 | 94,580 | D | $0.00 · 2022-05-21 to 2026-02-21 | 4,900 Common Stock, par value $.01 per share | (F4) Converts into Common Stock on a one-for-one basis. (F6) This award vests based upon the following vesting schedule: 3,980 shares on each of May 21, 2022, August 21, 2022, November 21, 2022, and February 21, 2023; 4,900 shares on each of May 21, 2023, August 21, 2023, and November 21, 2023; 4,920 shares on February 21, 2024; 12,640 shares on May 21, 2024; 12,660 shares on each of August 21, 2024, November 21, 2024, and February 21, 2025; and 9,760 shares on each of May 21, 2025, August 21, 2025, November 21, 2025, and February 21, 2026. |
| 8 | Derivative | Restricted Stock Unit Award | 2023-11-21 | M | D | 7,500 | $0.00 | 37,500 | D | $0.00 · 2023-05-21 to 2027-02-21 | 7,500 Common Stock, par value $.01 per share | (F4) Converts into Common Stock on a one-for-one basis. (F7) This award vests based upon the following vesting schedule: 7,500 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, February 21, 2024, May 21, 2026, August 21, 2026, November 21, 2026, and February 21, 2027. |