Form 4 for AMZN Amazon
Accepted 2023-11-24 16:49:31 ET · period of report 2023-11-21 · accession 0001018724-23-000036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-24 16:49 | 2023-11-21 | AMZN | Jassy Andrew R | Pres, CEO, Dir | M - OptEx | $0.00 | +55.1K | 2.09M | +3% | $0 |
| DM | 2023-11-24 16:49 | 2023-11-21 | AMZN | Jassy Andrew R | Pres, CEO, Dir | S - Sale+OE | $142.66 | -21.9K | 2.06M | -1% | -$3.13M |
| DM | 2023-11-24 16:49 | 2023-11-21 | AMZN | Jassy Andrew R | Pres, CEO, Dir | M - OptEx | $0.00 | -55.1K | 1.19M | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2023-11-21 | M | A | 25,000 | $0.00 | 2,055,868 | D | — | — | |
| 2 | Common | Common Stock, par value $.01 per share | 2023-11-21 | M | A | 20,120 | $0.00 | 2,075,988 | D | — | — | |
| 3 | Common | Common Stock, par value $.01 per share | 2023-11-21 | M | A | 10,000 | $0.00 | 2,085,988 | D | — | — | |
| 4 | Common | Common Stock, par value $.01 per share | 2023-11-21 | S | D | 9,548 | $142.10 | 2,076,440 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/08/2022. (F2) Represents the weighted average sale price. The highest price at which shares were sold was $142.53 and the lowest price at which shares were sold was $141.54. |
| 5 | Common | Common Stock, par value $.01 per share | 2023-11-21 | S | D | 11,759 | $143.05 | 2,064,681 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/08/2022. (F3) Represents the weighted average sale price. The highest price at which shares were sold was $143.53 and the lowest price at which shares were sold was $142.57. |
| 6 | Common | Common Stock, par value $.01 per share | 2023-11-21 | S | D | 626 | $143.80 | 2,064,055 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/08/2022. (F4) Represents the weighted average sale price. The highest price at which shares were sold was $143.81 and the lowest price at which shares were sold was $143.59. |
| 7 | Derivative | Restricted Stock Unit Award | 2023-11-21 | M | D | 25,000 | $0.00 | 25,000 | D | $0.00 · 2021-05-21 to 2024-02-21 | 25,000 Common Stock, par value $.01 per share | (F5) Converts into Common Stock on a one-for-one basis. (F6) This award vests based upon the following vesting schedule and the satisfaction of certain business criteria: 25,000 shares on each of May 21, 2021, August 21, 2021, November 21, 2021, February 21, 2022, May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024. |
| 8 | Derivative | Restricted Stock Unit Award | 2023-11-21 | M | D | 20,120 | $0.00 | 20,120 | D | $0.00 · 2023-05-21 to 2024-02-21 | 20,120 Common Stock, par value $.01 per share | (F5) Converts into Common Stock on a one-for-one basis. (F7) This award vests based upon the following vesting schedule and the satisfaction of certain business criteria: 20,100 shares on May 21, 2023; and 20,120 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024. |
| 9 | Derivative | Restricted Stock Unit Award | 2023-11-21 | M | D | 10,000 | $0.00 | 1,190,000 | D | $0.00 · 2023-05-21 to 2031-02-21 | 10,000 Common Stock, par value $.01 per share | (F5) Converts into Common Stock on a one-for-one basis. (F8) This award vests based upon the following vesting schedule: 10,000 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024; 20,000 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 25,000 shares on each of May 21, 2025, August 21, 2025, November 21, 2025, and February 21, 2026; and 50,000 shares on each of May 21, 2026, August 21, 2026, November 21, 2026, February 21, 2027, May 21, 2027, August 21, 2027, November 21, 2027, February 21, 2028, May 21, 2028, August 21, 2028, November 21, 2028, February 21, 2029, May 21, 2029, August 21, 2029, November 21, 2029, February 21, 2030, May 21, 2030, August 21, 2030, November 21, 2030, and February 21, 2031. |