Form 4 for DCTH DELCATH SYSTEMS, INC.
Accepted 2021-07-01 00:00:00 ET · period of report 2021-06-30 · accession 0001019056-21-000395 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-07-01 | 2021-06-30 | DCTH | Rosalind Advisors, Inc. | Dir | P - Purchase | $12.76 | +5,500 | 421.5K | +1% | +$70.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-06-30 | P | A | 5,500 | $12.76 | 421,500 | I By Rosalind Advisors, Inc., the advisor to the Rosalind Funds | — | — | (F2) Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein. (F1) Includes 416,000 previously reported as of June 28, 2021 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds". |