Form 4 for APVO Aptevo Therapeutics Inc.
Accepted 2022-02-01 00:00:00 ET · period of report 2022-01-29 · accession 0001019056-22-000112 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-01 | 2022-01-29 | APVO | Lamothe Jeffrey G. | SVP, CFO | M - OptEx | — | +1,833 | 7,192 | +34% | — |
| D | 2022-02-01 | 2022-01-29 | APVO | Lamothe Jeffrey G. | SVP, CFO | M - OptEx | $0.00 | +1,833 | 3,667 | +100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-29 | M | A | 1,833 | — | 7,192 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Unit | 2022-01-29 | M | A | 1,833 | $0.00 | 3,667 | D | — · — to — | 1,833 Common Stock | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. (F2) On January 29, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on January 29, 2022. |