Form 4 for PSIX POWER SOLUTIONS INTERNATIONAL, INC.
Accepted 2022-09-27 00:00:00 ET · period of report 2022-09-26 · accession 0001019056-22-000595 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-09-27 | 2022-09-26 | PSIX | Gagnon Neil | 10% | P - Purchase | $1.70 | +4,402 | 22.0K | +25% | +$7,483 |
| 2022-09-27 | 2022-09-26 | PSIX | Gagnon Neil | 10% | P - Purchase | $1.70 | +2,065 | 431.0K | +0.5% | +$3,510 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2022-09-26 | P | A | 3,408 | $1.70 | 659,680 | I By Managing Member as General Partner of Gagnon Investment Associates | — | — | (F1) Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| 2 | Common | Common Stock, par value $0.001 per share | 2022-09-26 | P | A | 2,065 | $1.70 | 430,987 | D | — | — | |
| 3 | Common | Common Stock, par value $0.001 per share | 2022-09-26 | P | A | 994 | $1.70 | 21,994 | I By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | — | — | (F1) Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |