Form 4/A for AGYS AGILYSYS INC
Accepted 2023-12-15 00:00:00 ET · period of report 2023-11-28 · accession 0001019056-23-000427 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMAI | 2023-12-15 | 2023-11-28+ | AGYS | MAK Capital Distressed Debt Fund I, LP | 10% | S - Sale | $85.34 | -95.8K | 3.70M | -3% | -$8.17M |
| DAI | 2023-12-15 | 2023-11-30 | AGYS | MAK Capital Distressed Debt Fund I, LP | 10% | J - Other | $20.17 | -1.74M | 0 | -100% | -$35.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-29 | S | D | 22,434 | $84.94 | 3,744,574 | I See footnote | — | — | (F4) 18,598 shares were sold by MAK Fund and 3,836 shares were sold by MAK CDD Fund. (F2) MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock. |
| 2 | Common | Common Stock | 2023-11-28 | S | D | 28,907 | $86.25 | 3,767,008 | I See footnote | — | — | (F3) 23,964 shares were sold by MAK Fund and 4,943 shares were sold by MAK CDD Fund. (F2) MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock. |
| 3 | Common | Common Stock | 2023-11-30 | S | D | 44,427 | $84.95 | 3,700,147 | I See footnote | — | — | (F5) 36,830 shares were sold by MAK Fund and 7,597 shares were sold by MAK CDD Fund. (F2) MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock. |
| 4 | Derivative | Series A Convertible Preferred Stock | 2023-11-30 | J | D | 1,735,457 | $20.17 | 0 | I (5) See footnote | $20.17 · 2020-05-22 to — | 1,735,457 Common Stock | (F2) MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock. (F4) 18,598 shares were sold by MAK Fund and 3,836 shares were sold by MAK CDD Fund. |