Form 4 for UNFI UNITED NATURAL FOODS INC

Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0001020859-21-000070 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-09-17	2021-09-15	UNFI	Dorne Eric A.	COO	M - OptEx	$0.00	+1,810	15.8K	+13%	$0
D	2021-09-17	2021-09-15	UNFI	Dorne Eric A.	COO	F - Tax	$37.02	-550	15.3K	-3%	-$20.4K
D	2021-09-17	2021-09-15	UNFI	Dorne Eric A.	COO	M - OptEx	$0.00	-1,810	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-09-15	M	A	1,810	$0.00	15,818	D	—	—	(F3) RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. (F2) Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.
2	Common	Common Stock	2021-09-15	F	D	550	$37.02	15,268	D	—	—
3	Derivative	Restricted Stock Unit	2021-09-15	M	D	1,810	$0.00	0	D	— · — to —	1,810 Common Stock	(F4) Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. (F5) This RSU award was granted on September 15, 2017 and vests in four equal annual installments beginning on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2021 as to 100% of the original grant amount.