Form 4 for UNFI UNITED NATURAL FOODS INC
Accepted 2021-09-28 00:00:00 ET · period of report 2021-09-25 · accession 0001020859-21-000085 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-28 | 2021-09-25 | UNFI | Benedict Danielle | CHRO | M - OptEx | $0.00 | +2,961 | 11.2K | +36% | $0 |
| DM | 2021-09-28 | 2021-09-25 | UNFI | Benedict Danielle | CHRO | F - Tax | $37.04 | -899 | 11.7K | -7% | -$33.3K |
| DM | 2021-09-28 | 2021-09-25 | UNFI | Benedict Danielle | CHRO | M - OptEx | $0.00 | -2,961 | 1,465 | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-25 | M | A | 1,466 | $0.00 | 12,174 | D | — | — | (F3) RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. (F2) Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens. |
| 2 | Common | Common Stock | 2021-09-25 | F | D | 454 | $37.04 | 10,708 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-25 | M | A | 1,495 | $0.00 | 11,162 | D | — | — | (F3) RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. (F2) Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens. |
| 4 | Common | Common Stock | 2021-09-25 | F | D | 445 | $37.04 | 11,729 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2021-09-25 | M | D | 1,495 | $0.00 | 1,495 | D | — · — to — | 1,495 Common Stock | (F5) Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. (F6) This RSU award was granted on September 25, 2018 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 25, 2021 as to 75% of the original grant amount. |
| 6 | Derivative | Restricted Stock Unit | 2021-09-25 | M | D | 1,466 | $0.00 | 1,465 | D | — · — to — | 1,466 Common Stock | (F5) Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. (F7) This RSU award was granted on December 11, 2018 and vests in four equal annual installments beginning on September 25, 2019. This Form 4 reflects the vesting of this RSU on September 25, 2021 as to 75% of the original grant amount. |