Form 4 for UNFI UNITED NATURAL FOODS INC
Accepted 2021-10-05 00:00:00 ET · period of report 2021-10-01 · accession 0001020859-21-000099 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-05 | 2021-10-01 | UNFI | Stigers Michael C | CEO CUB | M - OptEx | $35.27 | +35.2K | 52.6K | +202% | +$1.24M |
| D | 2021-10-05 | 2021-10-01 | UNFI | Stigers Michael C | CEO CUB | S - Sale+OE | $48.04 | -35.2K | 17.4K | -67% | -$1.69M |
| DM | 2021-10-05 | 2021-10-01 | UNFI | Stigers Michael C | CEO CUB | M - OptEx | $35.27 | -35.2K | 0 | -100% | -$1.24M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | M | A | 19,218 | $42.04 | 43,528 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-01 | M | A | 6,901 | $14.77 | 24,310 | D | — | — | |
| 3 | Common | Common Stock | 2021-10-01 | M | A | 9,038 | $36.54 | 52,566 | D | — | — | |
| 4 | Common | Common Stock | 2021-10-01 | S | D | 35,157 | $48.04 | 17,409 | D | — | — | (F1) Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $48.00 to $48.37. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-10-01 | M | D | 19,218 | $42.04 | 0 | D | $42.04 · — to 2023-05-07 | 19,218 Common Stock | (F3) These stock options were granted on May 7, 2013 and were fully vested and exercisable on May 7, 2016. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-10-01 | M | D | 9,038 | $36.54 | 0 | D | $36.54 · — to 2026-04-28 | 9,038 Common Stock | (F4) These stock options were granted on April 28, 2016 and were fully vested and exercisable on April 28, 2019. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-10-01 | M | D | 6,901 | $14.77 | 0 | D | $14.77 · — to 2022-07-17 | 6,901 Common Stock | (F2) These stock options were granted on July 17, 2012 and were fully vested and exercisable on July 17, 2015. |