Form 4 for UNFI UNITED NATURAL FOODS INC

Accepted 2021-10-14 00:00:00 ET · period of report 2021-10-12 · accession 0001020859-21-000135 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-10-14	2021-10-12	UNFI	Dufresne Daphne J	Dir	M - OptEx	$0.00	+9,326	44.0K	+27%	$0
D	2021-10-14	2021-10-12	UNFI	Dufresne Daphne J	Dir	M - OptEx	$0.00	-9,326	0	-100%	$0
D	2021-10-14	2021-10-12	UNFI	Dufresne Daphne J	Dir	A - Grant	$0.00	+3,500	3,500	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-10-12	M	A	9,326	$0.00	44,042	D	—	—	(F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
2	Derivative	Restricted Stock Unit	2021-10-12	M	D	9,326	$0.00	0	D	— · — to —	9,326 Common Stock	(F2) Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. (F3) The RSUs were granted on October 12, 2020. This Form 4 reflects the vesting of this RSU on October 12, 2021 as to 100% of the original grant amount.
3	Derivative	Restricted Stock Unit	2021-10-12	A	A	3,500	$0.00	3,500	D	— · — to —	3,500 Common Stock	(F2) Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. (F4) The RSUs will vest in full on October 12, 2022.