Form 4 for UNFI UNITED NATURAL FOODS INC
Accepted 2021-10-14 00:00:00 ET · period of report 2021-10-12 · accession 0001020859-21-000143 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-14 | 2021-10-12 | UNFI | Howard John W | CFO | M - OptEx | $0.00 | +11.5K | 22.1K | +108% | $0 |
| D | 2021-10-14 | 2021-10-12 | UNFI | Howard John W | CFO | F - Tax | $46.28 | -4,439 | 17.7K | -20% | -$205.4K |
| D | 2021-10-14 | 2021-10-12 | UNFI | Howard John W | CFO | M - OptEx | $0.00 | -11.5K | 23.0K | -33% | $0 |
| D | 2021-10-14 | 2021-10-12 | UNFI | Howard John W | CFO | A - Grant | $0.00 | +13.0K | 13.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-12 | M | A | 11,514 | $0.00 | 22,140 | D | — | — | (F2) RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. |
| 2 | Common | Common Stock | 2021-10-12 | F | D | 4,439 | $46.28 | 17,701 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2021-10-12 | M | D | 11,514 | $0.00 | 23,028 | D | — · — to — | 11,514 Common Stock | (F3) Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. (F4) This RSU award was granted on October 12, 2020 and vests in three equal installments beginning on October 12, 2021. This Form 4 reflects the vesting of this RSU on October 12, 2021 as to 1/3 of the original grant amount. |
| 4 | Derivative | Restricted Stock Unit | 2021-10-12 | A | A | 12,964 | $0.00 | 12,964 | D | — · — to — | 12,964 Common Stock | (F3) Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. (F5) The RSUs vest in three equal installments beginning on October 12, 2022. |