Form 4 for BRTX BioRestorative Therapies, Inc.
Accepted 2023-09-14 00:00:00 ET · period of report 2023-07-28 · accession 0001021771-23-000092 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-09-14 | 2023-07-28+ | BRTX | Broadrick Dale | 10% | P - Purchase | $2.17 | +1,500 | 306.6K | +0.5% | +$3,255 |
| I | 2023-09-14 | 2023-09-07 | BRTX | Broadrick Dale | 10% | P - Purchase | $1.91 | +1,000 | 318.0K | +0.3% | +$1,910 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-07 | P | A | 1,000 | $1.81 | 307,573 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-07 | P | A | 1,000 | $1.91 | 317,972 | I | — | — | |
| 3 | Common | Common Stock | 2023-07-28 | P | A | 500 | $2.89 | 306,573 | D See footnote | — | — | (F1) Owned by Fleetco, Inc. of which the reporting person is a 93% shareholder. |