Form 4 for GEL GENESIS ENERGY LP
Accepted 2021-10-05 00:00:00 ET · period of report 2021-10-01 · accession 0001022321-21-000071 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-05 | 2021-10-01 | GEL | GASAWAY SHARILYN S | Dir | M - OptEx | — | +1,155 | 289.5K | +0.4% | — |
| D | 2021-10-05 | 2021-10-01 | GEL | GASAWAY SHARILYN S | Dir | D - Sale to Iss | $8.61 | -1,155 | 288.4K | -0.4% | -$9,945 |
| D | 2021-10-05 | 2021-10-01 | GEL | GASAWAY SHARILYN S | Dir | A - Grant | — | +2,776 | 37.2K | +8% | — |
| D | 2021-10-05 | 2021-10-01 | GEL | GASAWAY SHARILYN S | Dir | M - OptEx | — | -1,155 | 34.5K | -3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Units - Class A | 2021-10-01 | M | A | 1,155 | — | 289,519 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 2 | Common | Common Units - Class A | 2021-10-01 | D | D | 1,155 | $8.61 | 288,364 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 3 | Derivative | Phantom Units | 2021-10-01 | A | A | 2,776 | — | 37,236 | D | — · 2024-10-01 to 2024-10-01 | 2,776 Common Units - Class A | (F5) Award includes tandem distribution equivalent rights pursuant to which the quarterly distributions paid by the partnership on each Common Unit - Class A will be accrued over the vesting period and paid quarterly. (F4) The phantom units will be paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the vesting date. |
| 4 | Derivative | Phantom Units | 2021-10-01 | M | D | 1,155 | — | 34,460 | D | — · 2021-10-01 to 2021-10-01 | 1,155 Common Units - Class A | (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. (F3) The total reported in Column 9 has been adjusted to correct an understatement of total holdings by 1,077 phantom units first reflected in a Form 4 filed on July 2, 2021 |