Form 4 for GEL GENESIS ENERGY LP
Accepted 2022-01-04 00:00:00 ET · period of report 2022-01-02 · accession 0001022321-22-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2022-01-02 | GEL | Davison James E. Jr. | Dir | M - OptEx | — | +1,330 | 3.88M | +0.0% | — |
| D | 2022-01-04 | 2022-01-02 | GEL | Davison James E. Jr. | Dir | D - Sale to Iss | $10.40 | -1,330 | 3.88M | -0.0% | -$13.8K |
| D | 2022-01-04 | 2022-01-03 | GEL | Davison James E. Jr. | Dir | A - Grant | — | +2,207 | 34.0K | +7% | — |
| D | 2022-01-04 | 2022-01-02 | GEL | Davison James E. Jr. | Dir | M - OptEx | — | -1,330 | 31.8K | -4% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Units - Class A | 2022-01-02 | M | A | 1,330 | — | 3,884,375 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 2 | Common | Common Units - Class A | 2022-01-02 | D | D | 1,330 | $10.40 | 3,883,045 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 3 | Derivative | Phantom Units | 2022-01-03 | A | A | 2,207 | — | 33,974 | D | — · 2025-01-03 to 2025-01-03 | 2,207 Common Units - Class A | (F6) Award includes tandem distribution equivalent rights pursuant to which the quarterly distributions paid by the partnership on each Common Unit - Class A will be accrued over the vesting period and paid quarterly. (F5) The phantom units will be paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the vesting date. |
| 4 | Derivative | Phantom Units | 2022-01-02 | M | D | 1,330 | — | 31,767 | D | — · 2022-01-02 to 2022-01-02 | 1,330 Common Units - Class A | (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |