Form 4 for GEL GENESIS ENERGY LP
Accepted 2023-04-04 00:00:00 ET · period of report 2023-04-01 · accession 0001022321-23-000033 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-04 | 2023-04-01 | GEL | GASAWAY SHARILYN S | Dir | D - Sale to Iss | $11.31 | -10.2K | 288.4K | -3% | -$115.2K |
| DM | 2023-04-04 | 2023-04-01 | GEL | GASAWAY SHARILYN S | Dir | M - OptEx | — | +10.2K | 290.8K | +4% | — |
| D | 2023-04-04 | 2023-04-03 | GEL | GASAWAY SHARILYN S | Dir | A - Grant | — | +2,834 | 31.4K | +10% | — |
| DM | 2023-04-04 | 2023-04-01 | GEL | GASAWAY SHARILYN S | Dir | M - OptEx | — | -10.2K | 28.5K | -26% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Units - Class A | 2023-04-01 | D | D | 2,392 | $11.31 | 288,364 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 2 | Common | Common Units - Class A | 2023-04-01 | M | A | 7,791 | — | 296,155 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 3 | Common | Common Units - Class A | 2023-04-01 | D | D | 7,791 | $11.31 | 288,364 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 4 | Common | Common Units - Class A | 2023-04-01 | M | A | 2,392 | — | 290,756 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 5 | Derivative | Phantom Units | 2023-04-03 | A | A | 2,834 | — | 31,367 | D | — · 2024-04-03 to 2024-04-03 | 2,834 Common Units - Class A | (F4) The phantom units will be paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the vesting date. (F3) Award includes tandem distribution equivalent rights pursuant to which the quarterly distributions paid by the partnership on each Common Unit - Class A will be accrued over the vesting period and paid quarterly. |
| 6 | Derivative | Phantom Units | 2023-04-01 | M | D | 7,791 | — | 30,925 | D | — · 2023-04-01 to 2023-04-01 | 7,791 Common Units - Class A | (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 7 | Derivative | Phantom Units | 2023-04-01 | M | D | 2,392 | — | 28,533 | D | — · 2023-04-01 to 2023-04-01 | 2,392 Common Units - Class A | (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |