Form 4 for GEL GENESIS ENERGY LP
Accepted 2023-07-05 00:00:00 ET · period of report 2023-07-01 · accession 0001022321-23-000063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-07-05 | 2023-07-01 | GEL | GASAWAY SHARILYN S | Dir | M - OptEx | — | +7,959 | 292.3K | +3% | — |
| DM | 2023-07-05 | 2023-07-01 | GEL | GASAWAY SHARILYN S | Dir | D - Sale to Iss | $9.78 | -7,959 | 288.4K | -3% | -$77.8K |
| DM | 2023-07-05 | 2023-07-01 | GEL | GASAWAY SHARILYN S | Dir | M - OptEx | — | -7,959 | 27.4K | -23% | — |
| D | 2023-07-05 | 2023-07-03 | GEL | GASAWAY SHARILYN S | Dir | A - Grant | — | +3,418 | 26.8K | +15% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Units - Class A | 2023-07-01 | M | A | 4,001 | — | 292,365 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 2 | Common | Common Units - Class A | 2023-07-01 | D | D | 4,001 | $9.78 | 288,364 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 3 | Common | Common Units - Class A | 2023-07-01 | M | A | 3,958 | — | 292,322 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 4 | Common | Common Units - Class A | 2023-07-01 | D | D | 3,958 | $9.78 | 288,364 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 5 | Derivative | Phantom Units | 2023-07-01 | M | D | 3,958 | — | 23,408 | D | — · 2023-07-01 to 2023-07-01 | 3,958 Common Units - Class A | (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 6 | Derivative | Phantom Units | 2023-07-01 | M | D | 4,001 | — | 27,366 | D | — · 2023-07-01 to 2023-07-01 | 4,001 Common Units - Class A | (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 7 | Derivative | Phantom Units | 2023-07-03 | A | A | 3,418 | — | 26,826 | D | — · 2024-07-03 to 2024-07-03 | 3,418 Common Units - Class A | (F3) Award includes tandem distribution equivalent rights pursuant to which the quarterly distributions paid by the partnership on each Common Unit - Class A will be accrued over the vesting period and paid quarterly. (F4) The phantom units will be paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the vesting date. |