Form 4 for GEL GENESIS ENERGY LP
Accepted 2023-10-03 00:00:00 ET · period of report 2023-10-01 · accession 0001022321-23-000090 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-10-03 | 2023-10-01+ | GEL | ALBERT CONRAD P | Dir | D - Sale to Iss | $10.52 | -8,909 | 15.0K | -37% | -$93.7K |
| DM | 2023-10-03 | 2023-10-01+ | GEL | ALBERT CONRAD P | Dir | M - OptEx | — | +8,909 | 18.4K | +94% | — |
| D | 2023-10-03 | 2023-10-02 | GEL | ALBERT CONRAD P | Dir | A - Grant | — | +3,140 | 19.1K | +20% | — |
| DM | 2023-10-03 | 2023-10-01+ | GEL | ALBERT CONRAD P | Dir | M - OptEx | — | -8,909 | 16.0K | -36% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Units - Class A | 2023-10-03 | D | D | 3,362 | $10.51 | 15,000 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 2 | Common | Common Units - Class A | 2023-10-01 | D | D | 5,547 | $10.52 | 15,000 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 3 | Common | Common Units - Class A | 2023-10-01 | M | A | 5,547 | — | 20,547 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 4 | Common | Common Units - Class A | 2023-10-03 | M | A | 3,362 | — | 18,362 | D | — | — | (F1) The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 5 | Derivative | Phantom Units | 2023-10-02 | A | A | 3,140 | — | 19,106 | D | — · 2024-10-02 to 2024-10-02 | 3,140 Common Units - Class A | (F4) Award includes tandem distribution equivalent rights pursuant to which the quarterly distributions paid by the partnership on each Common Unit - Class A will be accrued over the vesting period and paid quarterly. (F3) The phantom units will be paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the vesting date. |
| 6 | Derivative | Phantom Units | 2023-10-01 | M | D | 5,547 | — | 19,328 | D | — · 2023-10-01 to 2023-10-01 | 5,547 Common Units - Class A | (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |
| 7 | Derivative | Phantom Units | 2023-10-03 | M | D | 3,362 | — | 15,966 | D | — · 2023-10-03 to 2023-10-03 | 3,362 Common Units - Class A | (F2) Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. |