Form 4 for COTY COTY INC.
Accepted 2021-10-21 00:00:00 ET · period of report 2021-09-04 · accession 0001024305-21-000079 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-21 | 2021-09-04+ | COTY | Zafar Ayesha | SVP Group Ctrl | M - OptEx | $0.00 | +50.9K | 47.4K | New | $0 |
| DM | 2021-10-21 | 2021-09-04+ | COTY | Zafar Ayesha | SVP Group Ctrl | M - OptEx | $0.00 | -50.9K | 82.9K | -38% | $0 |
| D | 2021-10-21 | 2021-10-19 | COTY | Zafar Ayesha | SVP Group Ctrl | A - Grant | $0.00 | +29.8K | 112.6K | +36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2021-10-05 | M | A | 11,986 | $0.00 | 59,421 | D | — | — | |
| 2 | Common | Class A common stock | 2021-10-19 | M | A | 24,922 | $0.00 | 84,343 | D | — | — | |
| 3 | Common | Class A common stock | 2021-09-04 | M | A | 13,975 | $0.00 | 47,435 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2021-10-05 | M | D | 11,986 | $0.00 | 107,803 | D | — · — to — | 11,986 Class A common stock | (F1) Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. |
| 5 | Derivative | Restricted Stock Units | 2021-09-04 | M | D | 13,975 | $0.00 | 119,789 | D | — · — to — | 13,975 Class A common stock | (F1) Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. |
| 6 | Derivative | Restricted Stock Units | 2021-10-19 | A | A | 29,754 | $0.00 | 112,635 | D | — · — to — | 29,754 Class A common stock | (F2) Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024. |
| 7 | Derivative | Restricted Stock Units | 2021-10-19 | M | D | 24,922 | $0.00 | 82,881 | D | — · — to — | 24,922 Class A common stock | (F1) Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. |