Form 4/A for COTY COTY INC.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-09-04 · accession 0001024305-21-000119 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-11-17 | 2021-09-04+ | COTY | Zafar Ayesha | SVP Group Ctrl | M - OptEx | $0.00 | +44.5K | 70.5K | +172% | $0 |
| DMA | 2021-11-17 | 2021-09-04+ | COTY | Zafar Ayesha | SVP Group Ctrl | F - Tax | $0.00 | -17.0K | 44.1K | -28% | $0 |
| DMA | 2021-11-17 | 2021-09-04+ | COTY | Zafar Ayesha | SVP Group Ctrl | M - OptEx | $0.00 | -44.6K | 114.0K | -28% | $0 |
| DA | 2021-11-17 | 2021-10-19 | COTY | Zafar Ayesha | SVP Group Ctrl | A - Grant | $0.00 | +29.8K | 118.9K | +33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2021-09-04 | M | A | 13,975 | $0.00 | 47,435 | D | — | — | |
| 2 | Common | Class A common stock | 2021-09-04 | F | D | 5,375 | $0.00 | 42,060 | D | — | — | (F1) This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on September 4, 2021. |
| 3 | Common | Class A common stock | 2021-09-07 | M | A | 3,221 | $0.00 | 45,281 | D | — | — | (F2) This Form 4/A is being filed to include the vesting of certain Restricted Stock Units on September 7, 2021. |
| 4 | Common | Class A common stock | 2021-10-19 | F | D | 9,503 | $0.00 | 60,954 | D | — | — | (F6) This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on October 19, 2021. |
| 5 | Common | Class A common stock | 2021-10-05 | M | A | 2,398 | $0.00 | 46,450 | D | — | — | (F4) This Form 4/A is being filed to correct the number of Restricted Stock Units that vested on October 5, 2021. |
| 6 | Common | Class A common stock | 2021-10-05 | F | D | 915 | $0.00 | 45,535 | D | — | — | (F5) This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on October 5, 2021. |
| 7 | Common | Class A common stock | 2021-10-19 | M | A | 24,922 | $0.00 | 70,457 | D | — | — | |
| 8 | Common | Class A common stock | 2021-09-07 | F | D | 1,229 | $0.00 | 44,052 | D | — | — | (F3) This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on September 7, 2021. |
| 9 | Derivative | Restricted Stock Units | 2021-09-04 | M | D | 14,095 | $0.00 | 119,669 | D | — · — to — | 14,095 Class A common stock | (F7) Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. |
| 10 | Derivative | Restricted Stock Units | 2021-09-07 | M | D | 3,221 | $0.00 | 116,448 | D | — · — to — | 3,221 Class A common stock | (F2) This Form 4/A is being filed to include the vesting of certain Restricted Stock Units on September 7, 2021. (F7) Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. |
| 11 | Derivative | Restricted Stock Units | 2021-10-19 | A | A | 29,754 | $0.00 | 118,882 | D | — · — to — | 29,754 Class A common stock | (F8) Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024. |
| 12 | Derivative | Restricted Stock Units | 2021-10-19 | M | D | 24,922 | $0.00 | 89,128 | D | — · — to — | 24,922 Class A common stock | (F7) Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. |
| 13 | Derivative | Restricted Stock Units | 2021-10-05 | M | D | 2,398 | $0.00 | 114,050 | D | — · — to — | 2,398 Class A common stock | (F4) This Form 4/A is being filed to correct the number of Restricted Stock Units that vested on October 5, 2021. (F7) Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. |