Form 4 for COTY COTY INC.
Accepted 2023-10-23 00:00:00 ET · period of report 2023-10-19 · accession 0001024305-23-000090 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-23 | 2023-10-19 | COTY | von Bretten Gordon | Chief Transformation Off | M - OptEx | — | +275.4K | 931.7K | +42% | — |
| D | 2023-10-23 | 2023-10-19 | COTY | von Bretten Gordon | Chief Transformation Off | F - Tax | — | -130.1K | 801.5K | -14% | — |
| D | 2023-10-23 | 2023-10-19 | COTY | von Bretten Gordon | Chief Transformation Off | M - OptEx | — | -275.4K | 421.4K | -40% | — |
| D | 2023-10-23 | 2023-10-19 | COTY | von Bretten Gordon | Chief Transformation Off | A - Grant | — | +301.1K | 722.6K | +71% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2023-10-19 | M | A | 275,428 | — | 931,651 | D | — | — | (F1) Upon vesting, each Restricted Stock Award settled for one share of Class A Common Stock of the Issuer. |
| 2 | Common | Class A common stock | 2023-10-19 | F | D | 130,141 | — | 801,510 | D | — | — | (F2) Represents shares surrendered to the Issuer in connection with the vesting of restricted stock awards to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person. |
| 3 | Derivative | Restricted Stock Award | 2023-10-19 | M | D | 275,428 | — | 421,450 | D | — · — to — | 275,428 Class A common stock | (F1) Upon vesting, each Restricted Stock Award settled for one share of Class A Common Stock of the Issuer. |
| 4 | Derivative | Restricted Stock Award | 2023-10-19 | A | A | 301,142 | — | 722,592 | D | — · — to — | 301,142 Class A common stock | (F3) Upon vesting, each Restricted Stock Award settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Awards vest as follows: 1/3 on October 19, 2024, 1/3 on October 19, 2025 and 1/3 on October 19, 2026. |