Form 4 for COTY COTY INC.
Accepted 2023-10-23 00:00:00 ET · period of report 2023-10-19 · accession 0001024305-23-000091 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-23 | 2023-10-19 | COTY | von Bayern Anna | Chief Corp. Affairs Off | M - OptEx | — | +492.3K | 1.09M | +83% | — |
| D | 2023-10-23 | 2023-10-19 | COTY | von Bayern Anna | Chief Corp. Affairs Off | F - Tax | — | -76.5K | 1.01M | -7% | — |
| D | 2023-10-23 | 2023-10-19 | COTY | von Bayern Anna | Chief Corp. Affairs Off | M - OptEx | — | -492.3K | 484.3K | -50% | — |
| D | 2023-10-23 | 2023-10-19 | COTY | von Bayern Anna | Chief Corp. Affairs Off | A - Grant | — | +305.2K | 789.6K | +63% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2023-10-19 | M | A | 492,331 | — | 1,087,523 | D | — | — | (F1) Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. |
| 2 | Common | Class A common stock | 2023-10-19 | F | D | 76,488 | — | 1,011,035 | D | — | — | (F2) Represents shares surrendered to the Issuer in connection with the vesting of Restricted Stock Units to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the vesting date and does not represent a sale by the Reporting Person. |
| 3 | Derivative | Restricted Stock Units | 2023-10-19 | M | D | 492,331 | — | 484,347 | D | — · — to — | 492,331 Class A common stock | (F1) Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. |
| 4 | Derivative | Restricted Stock Units | 2023-10-19 | A | A | 305,250 | — | 789,597 | D | — · — to — | 305,250 Class A common stock | (F3) Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 15% on October 19, 2024, 15% on October 19, 2025, 20% on October 19, 2026, 20% on October 19, 2027 and 30% on October 19, 2028. |