Form 4 for ROK Rockwell Automation
Accepted 2021-07-07 00:00:00 ET · period of report 2021-07-07 · accession 0001024478-21-000025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-07 | 2021-07-07 | ROK | Nicolas Ernest | SVP, Chief Supply Chain Off | M - OptEx | $136.40 | +2,300 | 7,324 | +46% | +$313.7K |
| D | 2021-07-07 | 2021-07-07 | ROK | Nicolas Ernest | SVP, Chief Supply Chain Off | S - Sale+OE | $290.00 | -2,300 | 5,024 | -31% | -$667.0K |
| D | 2021-07-07 | 2021-07-07 | ROK | Nicolas Ernest | SVP, Chief Supply Chain Off | M - OptEx | $0.00 | -2,300 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-07 | M | A | 2,300 | $136.40 | 7,324.50 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-07 | S | D | 2,300 | $290.00 | 5,024.50 | D | — | — | (F3) Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2021-07-07 | M | D | 2,300 | $0.00 | 0 | D | $136.40 · 2017-12-06 to 2026-12-06 | 2,300 Common Stock | (F4) The option vests in three substantially equal annual installments beginning on the date exercisable. |