Form 4 for ROK Rockwell Automation
Accepted 2021-11-05 00:00:00 ET · period of report 2021-11-04 · accession 0001024478-21-000081 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-05 | 2021-11-04 | ROK | Riesterer Terry L. | VP, Ctrl | M - OptEx | $192.86 | +1,900 | 2,733 | +228% | +$366.4K |
| D | 2021-11-05 | 2021-11-04 | ROK | Riesterer Terry L. | VP, Ctrl | S - Sale+OE | $342.68 | -1,900 | 833 | -70% | -$651.1K |
| D | 2021-11-05 | 2021-11-04 | ROK | Riesterer Terry L. | VP, Ctrl | M - OptEx | $0.00 | -1,900 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-04 | M | A | 1,900 | $192.86 | 2,733 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-04 | S | D | 1,900 | $342.68 | 833 | D | — | — | (F1) Includes 290 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-04 | M | D | 1,900 | $0.00 | 0 | D | $192.86 · 2018-12-08 to 2027-12-08 | 1,900 Common Stock | (F3) The option vests in three substantially equal annual installments beginning on the date exercisable. |