Form 4 for ROK Rockwell Automation
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-17 · accession 0001024478-21-000087 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-11-17 | ROK | Chand Sujeet | SVP, Technology | M - OptEx | $80.11 | +1,200 | 30.3K | +4% | +$96.1K |
| D | 2021-11-18 | 2021-11-17 | ROK | Chand Sujeet | SVP, Technology | M - OptEx | $0.00 | -1,200 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-17 | M | A | 1,200 | $80.11 | 30,283 | D | — | — | (F1) Includes 1,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| 2 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-17 | M | D | 1,200 | $0.00 | 0 | D | $80.11 · 2013-12-16 to 2022-12-06 | 1,200 Common Stock |