Form 4 for ROK Rockwell Automation
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-04 · accession 0001024478-21-000103 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-07 | 2021-12-06 | ROK | Kulaszewicz Frank C | SVP | S - Sale+OE | $342.78 | -2,767 | 18.8K | -13% | -$948.5K |
| D | 2021-12-07 | 2021-12-04 | ROK | Kulaszewicz Frank C | SVP | M - OptEx | $0.00 | +4,968 | 21.6K | +30% | $0 |
| D | 2021-12-07 | 2021-12-04 | ROK | Kulaszewicz Frank C | SVP | M - OptEx | $0.00 | -4,968 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-06 | S | D | 38 | $343.61 | 19,282 | D | — | — | (F4) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.59 to $343.93. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2021-12-06 | S | D | 742 | $342.92 | 19,320 | D | — | — | (F3) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.57 to $343.48. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-12-06 | S | D | 1,504 | $341.90 | 20,062 | D | — | — | (F2) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.52 to $342.48. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-12-04 | M | A | 4,968 | $0.00 | 21,566 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-06 | S | D | 483 | $345.22 | 18,799 | D | — | — | (F5) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $344.99 to $345.49. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. (F6) Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| 6 | Derivative | Performance Shares | 2021-12-04 | M | D | 4,968 | $0.00 | 0 | D | — · 2021-12-04 to 2021-12-04 | 4,968 Common Stock | (F8) Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |