Form 4 for ROK Rockwell Automation
Accepted 2021-12-14 00:00:00 ET · period of report 2021-12-10 · accession 0001024478-21-000159 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-14 | 2021-12-13 | ROK | Chand Sujeet | SVP, Technology | S - Sale+OE | $350.21 | -173 | 31.8K | -0.5% | -$60.6K |
| D | 2021-12-14 | 2021-12-10 | ROK | Chand Sujeet | SVP, Technology | M - OptEx | $0.00 | +365 | 32.0K | +1% | $0 |
| D | 2021-12-14 | 2021-12-10 | ROK | Chand Sujeet | SVP, Technology | M - OptEx | $0.00 | -365 | 730 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-13 | S | D | 173 | $350.21 | 31,784 | D | — | — | (F2) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.9001 to $350.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. (F3) Includes 690 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| 2 | Common | Common Stock | 2021-12-10 | M | A | 365 | $0.00 | 31,957 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 365 | $0.00 | 730 | D | — · 2021-12-10 to 2023-12-10 | 365 Common Stock | (F5) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F6) The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |