Form 4 for ROK Rockwell Automation
Accepted 2021-12-14 00:00:00 ET · period of report 2021-12-10 · accession 0001024478-21-000179 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-14 | 2021-12-10 | ROK | Woods Isaac | VP, Treas | M - OptEx | $0.00 | +58 | 478 | +14% | $0 |
| D | 2021-12-14 | 2021-12-10 | ROK | Woods Isaac | VP, Treas | M - OptEx | $0.00 | -58 | 117 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-10 | M | A | 58 | $0.00 | 478 | D | — | — | (F1) Includes 420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| 2 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 58 | $0.00 | 117 | D | — · 2021-12-10 to 2023-12-10 | 58 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F4) The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |