Form 4 for ROK Rockwell Automation
Accepted 2022-02-11 00:00:00 ET · period of report 2022-02-10 · accession 0001024478-22-000023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-11 | 2022-02-10 | ROK | Kulaszewicz Frank C | SVP | M - OptEx | $201.84 | +467 | 15.9K | +3% | +$94.3K |
| DM | 2022-02-11 | 2022-02-10 | ROK | Kulaszewicz Frank C | SVP | M - OptEx | $201.84 | -467 | 6,917 | -6% | -$94.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-10 | M | A | 167 | $171.46 | 15,625 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-10 | M | A | 167 | $196.43 | 15,792 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-10 | M | A | 133 | $246.77 | 15,925 | D | — | — | (F1) Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2022-02-10 | M | D | 167 | $171.46 | 11,667 | D | $171.46 · 2019-12-04 to 2028-12-04 | 167 Common Stock | (F3) The option vests in three substantially equal annual installments beginning on the date exercisable. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2022-02-10 | M | D | 167 | $196.43 | 15,967 | D | $196.43 · 2020-12-05 to 2029-12-05 | 167 Common Stock | (F3) The option vests in three substantially equal annual installments beginning on the date exercisable. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2022-02-10 | M | D | 133 | $246.77 | 6,917 | D | $246.77 · 2021-12-10 to 2030-12-10 | 133 Common Stock | (F3) The option vests in three substantially equal annual installments beginning on the date exercisable. |