Form 4 for ROK Rockwell Automation
Accepted 2022-06-03 00:00:00 ET · period of report 2022-06-01 · accession 0001024478-22-000042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-03 | 2022-06-02 | ROK | Perducat Cyril | SVP, CTO | S - Sale+OE | $217.75 | -664 | 1,576 | -30% | -$144.6K |
| D | 2022-06-03 | 2022-06-01 | ROK | Perducat Cyril | SVP, CTO | M - OptEx | $0.00 | +2,240 | 2,240 | New | $0 |
| D | 2022-06-03 | 2022-06-01 | ROK | Perducat Cyril | SVP, CTO | M - OptEx | $0.00 | -2,240 | 4,480 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-02 | S | D | 664 | $217.75 | 1,576 | D | — | — | (F2) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $217.05 to $218.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2022-06-01 | M | A | 2,240 | $0.00 | 2,240 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-06-01 | M | D | 2,240 | $0.00 | 4,480 | D | — · 2022-06-01 to 2024-06-01 | 2,240 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F4) The restricted stock units vests in three substantially equal annual installments beginning on the date exercisable. |